RIA Fast Track Program
The RIA Fast Track Program includes compliance resources and consultations to get your operations up
and running. This is a start-up service for new RIA firms.
The RIA Fast Track Program is designed to lift the burden of compliance off your shoulders in an
efficient and economic manner. It is a part do-it-yourself and part Ask the Expert solution.
Delivery of the program is in a 6-week series of manageable chunks.
You will be responsible for completing weekly assignments in a timely manner. We work first on your
registration documents (IARD Entitlement; Form ADV Parts 1 and 2A/2B; Form U4). We also focus on
your client Advisory Agreement. While you are waiting for registration approval from the regulators,
we continue getting your compliance in shape with your written Policies and Procedures. Even after
your registration is approved, we work to get your new operations in tip top form with your Identity
Theft Prevention Program and Business Continuity Plan.
Contact Todd Sakoda for more service details and
current pricing information.
5285 Meadows Road, Ste 199
Lake Oswego, OR 97035
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