You need a speaker for your annual compliance meeting and want to show your reps how to follow the rules and your policies.

You need a speaker for your national sales conference that can help your reps with success strategies.

How do you do high-impact marketing and keep the compliance department off your back?!

Nancy Lininger has the answers.

TOPICS…

Marketing / Success Strategies

Sales is About Making Your First Million;
 …Compliance Is About Keeping It

Success Strategies of the Super-Achievers

Marketing: Breaking Convention But Not the Rules

Developing Your Marketing Plan

Practice Management

Understanding Fee-Based Brokerage (Surviving the Aftermath of the BD Rule)

Living In Harmony (Can Fee-Only Advisors and Commissioned Reps Co-Exist?)

Limiting Your Liability Through Client Communications

Compliance

Sales is About Making Your First Million;
 …Compliance Is About Keeping It

Intimate Conversations About Regulatory Audits

ADV/RIA Workshop

Customized annual compliance meetings

TESTIMONIALS…

“Ms. Lininger was professional, well-informed, and entertaining in her presentation of mandatory compliance materials”
Lisa Roth, (former) President First Allied Securities

“Feedback was extremely favorable, including - A whole new dynamic and a peek at what the future holds”
Robert Gannon, VP/Director, Securities Industry Association ("SIA")

 “Your subject matter was timely and well received and your humor and easy-to-understand format was appreciated.”
Carolyn Bishop, President Ventura Chp IAFP

 “Many came up to me at the end of the meeting, telling me how much they enjoyed and learned from your presentation.”
Ralph Bovitz, Chair PFP Committee LA Chp California Society of CPAs

“The speech and the overheads were filled with information and levity.”
J. Michael Stanfield, President VSR Securities