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Do you need information to stay on top of securities industry news, but have too much reading to do? The CompliancE-News is an Executive Summary of all the news that made the news each month. INDUSTRY NEWS on compliance (state and federal), privacy rule, anti-money laundering, technology, business continuity, practice management, operations, and marketing. EASY-TO-READ bites of information provides synopsis of the issues. LINKS take you right to the back-up source if you want to do additional research on the topic. GEARED TO Investment Advisors, Registered Representatives, Broker/Dealers, and Legal Counsel. DELIVERED once a month via e-mail. Annual subscription (12 monthly e-mail issues) is $129.
Recommendations: “Eclectic view of an immense subject.” David Smith, Lifetime Planning “It really is the quickest, most concise way for me to keep current on what is going on in the financial services industry.” Nancy Bigelow, The Cambridge Alliance SEND ME A FREE TRIAL ISSUE:
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