Go To CEO!
How to Start Your
Investment Advisory Firm
(E-Book 100 pages, PDF download)
Go to CEO! Is for:
- Registered representatives and stockbrokers interested in going independent.
- Broker/Dealers starting an investment advisory firm.
- Anyone who wants to manage money or provide financial planning.
It does not matter if your focus is picking stocks, managing portfolios, financial
planning, or holistic life planning. This book does not favor any one type of service or
At the very low price of $25, it will get you on the fast-track to starting your
multi-million dollar business. Existing advisors will use Go To CEO! to get you back on
What will you learn?
- How to start a new financial services business
- How to brand and market a new firm
- How to run the business and stay in compliance with the rules
Go To CEO! chapters include:
- Opportunities in the Financial Services Industry
- Regulatory Groundwork
- Marketing Plan
- Getting Your Legal Entity Established
- Regulatory Filings
- Paperwork: Dot the "i's" and Cross the "t's"
- Setting Up and Staffing Your Office
- Marketing Strategies for Success!
- Frequently Asked Questions About Going Independent