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CompliancE-News

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CompliancE-News
 
All The News That Made The News
(annual subscription - 12 monthly e-mail issues)

Gathered together in one quick and easy-to-read digest: federal regulatory activity, state regulatory news, compliance for RIAs and BDs, liability protection, best practices, practice management, marketing, and much more.
 
The CompliancE-News is the executive summary of "all the news that made the news." A synopsis of speeches, articles, law updates, regulatory missives, and more - all with links to original source documents. Subscribe today to the most comprehensive monthly research compendium available - all at an affordable price. 12 monthly e-mail issues for only $129.

What readers are saying about the CompliancE-News...
 
"You are my very best source of compliance news. There is not anyone who matches the clarity with which you have provided compliance information during the past year of confusing and rapid regulatory change."
--Janice Campbell, Controller/CCO, John A. Wolfe & Associates, Inc.
 
"The CompliancE-News is AWESOME!"
--Craig Watanabe, CFP, Penniall & Associates
 
"In these budget-aware times, yours is the one subscription I don't even have to give a second thought to renewing. I couldn't live without it."
--Laurie Keegan, Compliance Officer, FBB Capital
 
"Thank you for always providing timely and useful information for both RIAs and BDs."
--Alison Davis, Compliance Officer, Reaves Asset Management
 
 

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