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CompliancE-News
All The News That Made The News
(annual subscription - 12 monthly e-mail issues)
Gathered together in one quick and easy-to-read digest: federal regulatory activity, state regulatory news, compliance for RIAs and BDs, liability protection, best practices, practice management, marketing, and much more.
The CompliancE-News is the executive summary of "all the news that made the news." A synopsis of speeches, articles, law updates, regulatory missives, and more - all with links to original source documents. Subscribe today to the most comprehensive monthly research compendium available - all at an affordable price. 12 monthly e-mail issues for only $129.
What readers are saying about the CompliancE-News...
"You are my very best source of compliance news. There is not anyone who matches the clarity with which you have provided compliance information during the past year of confusing and rapid regulatory change."
--Janice Campbell, Controller/CCO, John A. Wolfe & Associates, Inc.
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--Laurie Keegan, Compliance Officer, FBB Capital
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