Nancy Lininger
Home
About
Consulting
Online Store
Speaking
Downloads
Press Room
Dear Reader
Contact

Speaking

If compliance has made you cry, you will be able to share a few laughs with Nancy.
 
Nancy Lininger calls herself a "Professional Weightlifter." She will lift the burden of compliance and marketing off your shoulders.
 
Nancy is a highly regarded speaker who is recognized for her depth of knowledge and her engaging style.
 
She addresses compliance, practice management, and marketing in a compelling way that causes her audience to appreciate her gift for detail and command of the big picture.
 
Possessing a unique ability, she applies regulatory abstractions to a real world context. You will walk away with hard facts about what to do (and not to do).
 
Nancy shares real life experience from the trenches with her broad-based background - from stockbroker to compliance officer - and from broker/dealer to registered investment advisor operations.
 
Whether you are looking for a speaker for a keynote, workshop breakout, annual compliance meeting, or webinar, Nancy Lininger brings a wealth of insight and a breadth of perspective that is unrivaled.
 
Nancy's presentations are customized based on your needs, your audience profile, and current insights into our complex financial services industry. Sample presentations include:
 
COMPLIANCE

  • Sales is About Making Your First Million... Compliance Is About Keeping It
  • Intimate Conversations About Regulatory Audits
  • ADV/RIA Workshop
  • Customized annual compliance meetings

PRACTICE MANAGEMENT

  • Understanding Fee-Based Brokerage (Surviving the Aftermath of the BD Rule)
  • Living In Harmony (Can Fee-Only Advisors and Commissioned Reps Co-Exist?)
  • Limiting Your Liability Through Client Communications

MARKETING

  • Marketing: Breaking Convention But Not the Rules
  • Developing Your Marketing Plan
Select Clients
 
Nancy Lininger
Nancy Lininger
 
Nancy Lininger
 
Nancy Lininger
 
Nancy Lininger
 
Nancy Lininger
 
Nancy Lininger
 
Nancy Lininger
 
 

The Consortium
5285 Meadows Road, Ste 199
Lake Oswego, OR 97035
(971) 801-1346

 
© 2009-2017 The Consortium. All rights reserved.
Privacy Policy